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Bruce Kim v. Xp Securities, Llc, N/K/A Xp Investments Us, Llc, Xp Investimentos S.A., Pedro Henrique Cristoforo Da Silveira
On February 27, 2020 a commercial division case was filed by (Subcribe to view) represented by (Subcribe to view) against (Subscribe to view) represented by (Subscribe to view) in the jurisdiction of New York County. Judge Jennifer G. Schecter presiding.
Case Details
Case Number
Filing Date
February 27, 2020
Last Refreshed
July 07, 2024
Filing Location
New York County, NY
Filing Court House
Supreme
Category
Commercial Division
Practice Area
Commercial
Matter Type
General Commercial
Status
Appealed
Overview
Bruce Kim, a professional with decades of experience in the emerging markets
foreign exchange (Forex) community, brings this action sounding in fraud, breach of contract,
and breach of the implied covenant of good faith and fair dealing, against his employer XP
Securities, LLC, n/k/a XP Investments US, LLC (“XPI”), and XP Investimentos S.A. (“XP
S.A.”), and Pedro Henrique Cristoforo da Silveira (“Silveira” or “Pedro Silveira”), the XPI and
XP S.A. executive instrumental in fraudulently luring Kim, on behalf of XPI and XP S.A., to
take a job as Head of XPI’s Asia Forex desk.
In 2017, when he was hired by XPI, Kim was a veteran of the Forex industry who
had conceived a technology-enabled solution that later came to be called “HUBL,” designed to
radically improve Forex trading. Kim was looking for a firm that would help him to develop
HUBL into a functioning trading platform that would generate tremendous value for Kim, his
employer, and its clients. On the other hand, XPI, then wholly owned by XP S.A., a Brazilian
financial services giant with an extensive presence in its home country but limited track record in
Causes of Action
COUNT ONE
COUNT TWO
COUNT THREE
COUNT FOUR
COUNT FIVE
Case Complaint Summary
This is a complaint filed in New York by Plaintiff Kim against Defendants XP Securities LLC, n/k/a XP Investments US, LLC (XPI), and XP Investimentos S.A (XP S.A.), as well as Pedro Henrique Cristoforo da Silveira. The Plaintiff, Dr. Kim, is a ci…...
Parties
Plaintiffs
Bruce Kim
Attorneys for Plaintiffs
Oh, Lawrence Palmer
Sakin, Alexander
(Law Office of Alexander Sakin, LLC)
Defendants
Pedro Henrique Cristoforo Da Silveira
Xp Investimentos S.A.
Xp Securities, Llc, N K A Xp Investments Us, Llc
Attorneys for Defendants
Choi, Brian Seonjoon
Fulop, Joshua David
Case Documents
ORDER - COMPLIANCE CONFERENCE
Date: Jun 11, 2024
EXHIBIT(S) - 54
Date: Jun 01, 2024
EXHIBIT(S) - 51
Date: Jun 01, 2024
EXHIBIT(S) - 46
Date: Jun 01, 2024
EXHIBIT(S) - 58
Date: Jun 01, 2024
EXHIBIT(S) - 39
Date: Jun 01, 2024
EXHIBIT(S) - 59
Date: Jun 01, 2024
EXHIBIT(S) - 36
Date: Jun 01, 2024
EXHIBIT(S) - 56
Date: Jun 01, 2024
EXHIBIT(S) - 40
Date: Jun 01, 2024
EXHIBIT(S) - 55
Date: Jun 01, 2024
AFFIDAVIT OR AFFIRMATION IN SUPPORT
Date: Jun 01, 2024
EXHIBIT(S) - 37
Date: Jun 01, 2024
EXHIBIT(S) - 45
Date: Jun 01, 2024
EXHIBIT(S) - 32
Date: Jun 01, 2024
EXHIBIT(S) - 38
Date: Jun 01, 2024
EXHIBIT(S) - 41
Date: Jun 01, 2024
EXHIBIT(S) - 35
Date: Jun 01, 2024
EXHIBIT(S) - 49
Date: Jun 01, 2024
EXHIBIT(S) - 33
Date: Jun 01, 2024
EXHIBIT(S) - 60
Date: Jun 01, 2024
EXHIBIT(S) - 52
Date: Jun 01, 2024
EXHIBIT(S) - 43
Date: Jun 01, 2024
EXHIBIT(S) - 53
Date: Jun 01, 2024
EXHIBIT(S) - 42
Date: Jun 01, 2024
EXHIBIT(S) - 48
Date: Jun 01, 2024
AFFIDAVIT OR AFFIRMATION IN SUPPORT
Date: Jun 01, 2024
EXHIBIT(S) - 34
Date: Jun 01, 2024
EXHIBIT(S) - 57
Date: Jun 01, 2024
EXHIBIT(S) - 50
Date: Jun 01, 2024
EXHIBIT(S) - 47
Date: Jun 01, 2024
EXHIBIT(S) - 44
Date: Jun 01, 2024
EXHIBIT(S) - 31
Date: Jun 01, 2024
EXHIBIT(S) - 28
Date: May 31, 2024
EXHIBIT(S) - 10
Date: May 31, 2024
EXHIBIT(S) - 30
Date: May 31, 2024
EXHIBIT(S) - 11
Date: May 31, 2024
EXHIBIT(S) - B
Date: May 31, 2024
EXHIBIT(S) - 25
Date: May 31, 2024
EXHIBIT(S) - 42
Date: May 31, 2024
EXHIBIT(S) - 16
Date: May 31, 2024
EXHIBIT(S) - 50
Date: May 31, 2024
EXHIBIT(S) - 9
Date: May 31, 2024
EXHIBIT(S) - 27
Date: May 31, 2024
EXHIBIT(S) - 23
Date: May 31, 2024
EXHIBIT(S) - 38
Date: May 31, 2024
EXHIBIT(S) - 24
Date: May 31, 2024
EXHIBIT(S) - 33
Date: May 31, 2024
EXHIBIT(S) - 21
Date: May 31, 2024
AFFIDAVIT OR AFFIRMATION IN SUPPORT OF MOTION
Date: May 31, 2024
EXHIBIT(S) - 58
Date: May 31, 2024
EXHIBIT(S) - 18
Date: May 31, 2024
EXHIBIT(S) - 6
Date: May 31, 2024
EXHIBIT(S) - 7
Date: May 31, 2024
EXHIBIT(S) - 31
Date: May 31, 2024
EXHIBIT(S) - 19
Date: May 31, 2024
EXHIBIT(S) - 3
Date: May 31, 2024
EXHIBIT(S) - 12
Date: May 31, 2024
EXHIBIT(S) - 39
Date: May 31, 2024
EXHIBIT(S) - A
Date: May 31, 2024
EXHIBIT(S) - F
Date: May 31, 2024
EXHIBIT(S) - D
Date: May 31, 2024
EXHIBIT(S) - C
Date: May 31, 2024
EXHIBIT(S) - 15
Date: May 31, 2024
EXHIBIT(S) - 1
Date: May 31, 2024
EXHIBIT(S) - G
Date: May 31, 2024
AFFIDAVIT
Date: May 31, 2024
EXHIBIT(S) - B
Date: May 31, 2024
MEMORANDUM OF LAW IN SUPPORT Corrected
Date: May 31, 2024
EXHIBIT(S) - A
Date: May 31, 2024
EXHIBIT(S) - 8
Date: May 31, 2024
EXHIBIT(S) - 56
Date: May 31, 2024
EXHIBIT(S) - 55
Date: May 31, 2024
EXHIBIT(S) - 40
Date: May 31, 2024
EXHIBIT(S) - 57
Date: May 31, 2024
EXHIBIT(S) - A
Date: May 31, 2024
AFFIDAVIT OR AFFIRMATION IN SUPPORT OF MOTION
Date: May 31, 2024
EXHIBIT(S) - 22
Date: May 31, 2024
EXHIBIT(S) - 5
Date: May 31, 2024
EXHIBIT(S) - 45
Date: May 31, 2024
EXHIBIT(S) - 61
Date: May 31, 2024
EXHIBIT(S) - 34
Date: May 31, 2024
EXHIBIT(S) - E
Date: May 31, 2024
EXHIBIT(S) - 1
Date: May 31, 2024
EXHIBIT(S) - 53
Date: May 31, 2024
ORDER - OTHER (NON-MOTION)
Date: May 31, 2024
EXHIBIT(S) - 60
Date: May 31, 2024
EXHIBIT(S) - 46
Date: May 31, 2024
EXHIBIT(S) - 48
Date: May 31, 2024
EXHIBIT(S) - 49
Date: May 31, 2024
EXHIBIT(S) - 47
Date: May 31, 2024
EXHIBIT(S) - 44
Date: May 31, 2024
EXHIBIT(S) - A
Date: May 31, 2024
EXHIBIT(S) - 41
Date: May 31, 2024
EXHIBIT(S) - C
Date: May 31, 2024
EXHIBIT(S) - F
Date: May 31, 2024
EXHIBIT(S) - B
Date: May 31, 2024
EXHIBIT(S) - 43
Date: May 31, 2024
EXHIBIT(S) - 26
Date: May 31, 2024
MEMORANDUM OF LAW IN SUPPORT
Date: May 31, 2024
EXHIBIT(S) - 2
Date: May 31, 2024
EXHIBIT(S) - D
Date: May 31, 2024
EXHIBIT(S) - 51
Date: May 31, 2024
EXHIBIT(S) - 29
Date: May 31, 2024
AFFIDAVIT OR AFFIRMATION IN SUPPORT OF MOTION
Date: May 31, 2024
AFFIDAVIT OR AFFIRMATION IN SUPPORT OF MOTION
Date: May 31, 2024
EXHIBIT(S) - 36
Date: May 31, 2024
EXHIBIT(S) - 13
Date: May 31, 2024
EXHIBIT(S) - E
Date: May 31, 2024
EXHIBIT(S) - 35
Date: May 31, 2024
EXHIBIT(S) - 20
Date: May 31, 2024
EXHIBIT(S) - 17
Date: May 31, 2024
EXHIBIT(S) - 37
Date: May 31, 2024
EXHIBIT(S) - 54
Date: May 31, 2024
EXHIBIT(S) - 52
Date: May 31, 2024
EXHIBIT(S) - 4
Date: May 31, 2024
EXHIBIT(S) - 32
Date: May 31, 2024
NOTICE OF MOTION
Date: May 31, 2024
EXHIBIT(S) - 14
Date: May 31, 2024
EXHIBIT(S) - 59
Date: May 31, 2024
EXHIBIT(S) - 2
Date: May 31, 2024
EXHIBIT(S) - H
Date: May 31, 2024
AFFIDAVIT OR AFFIRMATION IN SUPPORT OF MOTION
Date: May 31, 2024
EXHIBIT(S) - 24
Date: May 31, 2024
EXHIBIT(S) - 18
Date: May 31, 2024
EXHIBIT(S) - 21
Date: May 31, 2024
EXHIBIT(S) - 30
Date: May 31, 2024
EXHIBIT(S) - 14
Date: May 31, 2024
EXHIBIT(S) - 12
Date: May 31, 2024
EXHIBIT(S) - 15
Date: May 31, 2024
EXHIBIT(S) - 9
Date: May 31, 2024
EXHIBIT(S) - 8
Date: May 31, 2024
EXHIBIT(S) - 16
Date: May 31, 2024
EXHIBIT(S) - 5
Date: May 31, 2024
EXHIBIT(S) - 28
Date: May 31, 2024
EXHIBIT(S) - 22
Date: May 31, 2024
EXHIBIT(S) - 20
Date: May 31, 2024
EXHIBIT(S) - 23
Date: May 31, 2024
EXHIBIT(S) - 19
Date: May 31, 2024
EXHIBIT(S) - 26
Date: May 31, 2024
EXHIBIT(S) - 29
Date: May 31, 2024
EXHIBIT(S) - 3
Date: May 31, 2024
EXHIBIT(S) - 25
Date: May 31, 2024
EXHIBIT(S) - 10
Date: May 31, 2024
EXHIBIT(S) - 6
Date: May 31, 2024
EXHIBIT(S) - 13
Date: May 31, 2024
EXHIBIT(S) - 4
Date: May 31, 2024
EXHIBIT(S) - 17
Date: May 31, 2024
EXHIBIT(S) - 11
Date: May 31, 2024
EXHIBIT(S) - 7
Date: May 31, 2024
LETTER / CORRESPONDENCE TO JUDGE
Date: May 30, 2024
STIPULATION - SO ORDERED
Date: May 28, 2024
STIPULATION - OTHER - ( REQUEST TO SO ORDER )
Date: May 27, 2024
LETTER / CORRESPONDENCE TO JUDGE
Date: May 23, 2024
ORDER - OTHER (NON-MOTION)
Date: May 23, 2024
DEMAND FOR:
Date: May 22, 2024
AFFIDAVIT
Date: May 22, 2024
STATEMENT OF AUTHORIZATION FOR ELECTRONIC FILING
Date: May 22, 2024
ORDER - OTHER (NON-MOTION)
Date: May 22, 2024
LETTER / CORRESPONDENCE TO JUDGE
Date: May 22, 2024
STIPULATION - SO ORDERED
Date: May 08, 2024
STIPULATION - OTHER - ( REQUEST TO SO ORDER )
Date: May 06, 2024
ORDER - OTHER (NON-MOTION)
Date: Mar 13, 2024
EXHIBIT(S) - 3
Date: Mar 12, 2024
EXHIBIT(S) - 2
Date: Mar 12, 2024
EXHIBIT(S) - 1
Date: Mar 12, 2024
LETTER / CORRESPONDENCE TO JUDGE
Date: Mar 12, 2024
EXHIBIT(S) - 4
Date: Mar 12, 2024
EXHIBIT(S) - C
Date: Mar 06, 2024
EXHIBIT(S) - D
Date: Mar 06, 2024
EXHIBIT(S) - B
Date: Mar 06, 2024
LETTER / CORRESPONDENCE TO JUDGE
Date: Mar 06, 2024
EXHIBIT(S) - A
Date: Mar 06, 2024
ORDER - STATUS CONFERENCE
Date: Mar 04, 2024
COURT NOTICE
Date: Jan 03, 2024
ORDER - OTHER
Date: Dec 06, 2023
STIPULATION - DISCOVERY ( REQUEST TO SO ORDER )
Date: Aug 28, 2023
NOTICE OF ENTRY
Date: Aug 23, 2023
ORDER - OTHER (NON-MOTION)
Date: Aug 23, 2023
DECISION ORDER ON MOTION (Motion 003)
Date: Aug 22, 2023
ORDER ( PROPOSED )
Date: Aug 21, 2023
LETTER / CORRESPONDENCE TO JUDGE
Date: Aug 21, 2023
STIPULATION - DISCONTINUANCE (POST RJI)
Date: Aug 07, 2023
LETTER / CORRESPONDENCE TO JUDGE (Motion 002)
Date: Aug 04, 2023
AFFIRMATION (Motion 003)
Date: Aug 04, 2023
LETTER / CORRESPONDENCE TO JUDGE
Date: Aug 03, 2023
LETTER / CORRESPONDENCE TO JUDGE
Date: Jul 28, 2023
LETTER / CORRESPONDENCE TO JUDGE
Date: Jul 25, 2023
LETTER/CORRESPONDENCE - SO ORDERED
Date: Jul 18, 2023
LETTER / CORRESPONDENCE TO JUDGE (Motion 003)
Date: Jul 14, 2023
LETTER / CORRESPONDENCE TO JUDGE (Motion 002)
Date: Jul 14, 2023
ORDER - OTHER (NON-MOTION)
Date: Jul 14, 2023
ORDER - OTHER (NON-MOTION)
Date: Jun 30, 2023
ORDER - OTHER (NON-MOTION)
Date: Jun 13, 2023
ORDER - OTHER (NON-MOTION)
Date: Jun 05, 2023
ORDER - OTHER (NON-MOTION)
Date: May 19, 2023
LETTER / CORRESPONDENCE TO JUDGE
Date: May 17, 2023
EXHIBIT(S) - A
Date: Apr 28, 2023
EXHIBIT(S) - C
Date: Apr 28, 2023
LETTER / CORRESPONDENCE TO JUDGE
Date: Apr 28, 2023
EXHIBIT(S) - D
Date: Apr 28, 2023
EXHIBIT(S) - B
Date: Apr 28, 2023
EXHIBIT(S) - E
Date: Apr 28, 2023
LETTER / CORRESPONDENCE TO JUDGE
Date: Apr 20, 2023
EXHIBIT(S) - 2
Date: Apr 20, 2023
EXHIBIT(S) - 1
Date: Apr 20, 2023
EXHIBIT(S) - 3
Date: Apr 20, 2023
ORDER - OTHER (NON-MOTION)
Date: Feb 15, 2023
NOTICE OF APPEARANCE (POST RJI)
Date: Feb 08, 2023
STIPULATION - OTHER - ( REQUEST TO SO ORDER )
Date: Sep 19, 2022
STIPULATION - SO ORDERED
Date: Sep 19, 2022
REPLY TO COUNTERCLAIM(S)
Date: Feb 17, 2022
ANSWER WITH COUNTER-CLAIM(S)
Date: Jan 28, 2022
DECISION ORDER ON MOTION (Motion 002)
Date: Jan 26, 2022
LETTER / CORRESPONDENCE TO JUDGE (Motion 002)
Date: Jan 25, 2022
EXHIBIT(S) - A (Motion 002)
Date: Jan 14, 2022
EXHIBIT(S) - B (Motion 002)
Date: Jan 14, 2022
NOTICE OF MOTION (Motion 002)
Date: Jan 14, 2022
MEMORANDUM OF LAW IN SUPPORT (Motion 002)
Date: Jan 14, 2022
AFFIDAVIT OR AFFIRMATION IN SUPPORT OF MOTION (Motion 002)
Date: Jan 14, 2022
REMITTITUR
Date: Jan 07, 2022
REMITTITUR
Date: Dec 08, 2021
NOTICE OF ENTRY
Date: Dec 02, 2021
STIPULATION - CONFIDENTIALITY ( REQUEST TO SO ORDER )
Date: Nov 23, 2021
STIPULATION - SO ORDERED
Date: Nov 23, 2021
EXHIBIT(S)
Date: Nov 23, 2021
ORDER - OTHER (NON-MOTION)
Date: Sep 23, 2021
EXHIBIT(S) - D
Date: Sep 20, 2021
LETTER / CORRESPONDENCE TO JUDGE
Date: Sep 20, 2021
EXHIBIT(S) - F
Date: Sep 20, 2021
EXHIBIT(S) - C
Date: Sep 20, 2021
EXHIBIT(S) - E
Date: Sep 20, 2021
LETTER / CORRESPONDENCE TO JUDGE
Date: Sep 20, 2021
EXHIBIT(S) - B
Date: Sep 20, 2021
EXHIBIT(S) - A
Date: Sep 20, 2021
EXHIBIT(S) - 1
Date: Jul 26, 2021
LETTER / CORRESPONDENCE TO JUDGE
Date: Jul 26, 2021
LETTER / CORRESPONDENCE TO JUDGE
Date: Jul 23, 2021
ORDER - OTHER (NON-MOTION)
Date: May 27, 2021
EXHIBIT(S) - A
Date: May 24, 2021
LETTER / CORRESPONDENCE TO JUDGE
Date: May 24, 2021
ORDER - STATUS CONFERENCE
Date: May 13, 2021
EXHIBIT(S) - 7
Date: Apr 29, 2021
REPLY TO COUNTERCLAIM(S)
Date: Mar 08, 2021
NOTICE OF APPEAL
Date: Mar 02, 2021
ANSWER WITH COUNTER-CLAIM(S)
Date: Feb 16, 2021
ORDER - PRELIMINARY CONFERENCE
Date: Feb 11, 2021
LETTER / CORRESPONDENCE TO JUDGE
Date: Feb 04, 2021
NOTICE OF ENTRY
Date: Feb 04, 2021
DECISION ORDER ON MOTION (Motion 001)
Date: Jan 11, 2021
NOTIFICATION FROM COURT
Date: Dec 09, 2020
NOTIFICATION FROM COURT
Date: Oct 27, 2020
NOTICE OF DISCONTINUANCE (POST RJI)
Date: Oct 08, 2020
URGENT - COURT APPEARANCE UPDATE
Date: Aug 13, 2020
MEMORANDUM OF LAW IN REPLY (Motion 001)
Date: Jul 30, 2020
PRELIMINARY CONFERENCE REQUEST
Date: Jul 27, 2020
MEMORANDUM OF LAW IN OPPOSITION (Motion 001)
Date: Jul 16, 2020
NOTICE OF APPEARANCE (POST RJI)
Date: Jun 08, 2020
MEMORANDUM OF LAW IN SUPPORT (Motion 001)
Date: Jun 02, 2020
EXHIBIT(S) - A (Motion 001)
Date: Jun 02, 2020
EXHIBIT(S) - A (Motion 001)
Date: Jun 02, 2020
AFFIDAVIT OR AFFIRMATION IN SUPPORT OF MOTION (Motion 001)
Date: Jun 02, 2020
ADDENDUM - COMMERCIAL DIVISION (840C) (Motion 001)
Date: Jun 02, 2020
EXHIBIT(S) - C (Motion 001)
Date: Jun 02, 2020
EXHIBIT(S) - B (Motion 001)
Date: Jun 02, 2020
NOTICE OF MOTION (Motion 001)
Date: Jun 02, 2020
AFFIDAVIT OR AFFIRMATION IN SUPPORT OF MOTION (Motion 001)
Date: Jun 02, 2020
EXHIBIT(S) - B (Motion 001)
Date: Jun 02, 2020
RJI -RE: NOTICE OF MOTION (Motion 001)
Date: Jun 02, 2020
STIPULATION - SERVICE
Date: May 14, 2020
COMPLAINT (AMENDED)
Date: Mar 23, 2020
SUMMONS COMPLAINT
Date: Feb 27, 2020Case Events
| Date | Type | Description | |
|---|---|---|---|
| June 11, 2024 | Docket Event |
ORDER - COMPLIANCE CONFERENCE Notice of Entry of Judgment |
|
| June 01, 2024 | Docket Event | EXHIBIT(S) - 54 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 51 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 46 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 58 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 39 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 59 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 36 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 56 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 40 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 55 | |
| June 01, 2024 | Docket Event |
AFFIDAVIT OR AFFIRMATION IN SUPPORT B. Kim Aff. |
|
| June 01, 2024 | Docket Event | EXHIBIT(S) - 37 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 45 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 32 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 38 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 41 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 35 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 49 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 33 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 60 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 52 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 43 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 53 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 42 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 48 | |
| June 01, 2024 | Docket Event |
AFFIDAVIT OR AFFIRMATION IN SUPPORT Translation Certification |
|
| June 01, 2024 | Docket Event | EXHIBIT(S) - 34 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 57 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 50 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 47 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 44 | |
| June 01, 2024 | Docket Event | EXHIBIT(S) - 31 | |
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 28 Notice of Termination |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 10 June 29, 2017 Email |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 30 FILED UNDER SEAL |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 11 Nov. 30, 2018 Email |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - B Aug 2018 WhatsApp |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 25 Oct. 30, 2019 Email |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 42 Feb. 10, 2018 Email |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 16 Oct. 31, 2019 Email |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 50 Intentionally Left Blank |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 9 ICAP Personnel Note |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 27 Sept. 11, 2019 WhatsApp Messages |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 23 Jan. 4 2020 WhatsApp Messages |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 38 Intentionally Left Blank |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 24 Jan. 20, 2020 WhatsApp Messages |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 33 Asset Purchase Agreement |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 21 FILED UNDER SEAL |
|
| May 31, 2024 | Docket Event |
AFFIDAVIT OR AFFIRMATION IN SUPPORT OF MOTION Affirmation Of Joshua D. Fulop In Support Of Defendant XP Securities LLCs Motion For Summary Judgment |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 58 Sept. 5, 2018 Email |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 18 Bloom Deposition Ex. 13 |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 6 Intentionally Left Blank |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 7 ICAP Employee Discipline Report |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 31 FILED UNDER SEAL |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 19 June 28, 2019 Email |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 3 Plaintiffs Reply to Counterclaims |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 12 Nov. 25, 2019 Email |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 39 April 11, 2018 Email |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - A XP Code Color |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - F July 19 2019 Email |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - D May 3 2019 Email |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - C Oct 19 2018 Email |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 15 March 16, 2018 Email |
|
| May 31, 2024 | Docket Event | EXHIBIT(S) - 1 | |
| May 31, 2024 | Docket Event |
EXHIBIT(S) - G English translation |
|
| May 31, 2024 | Docket Event | AFFIDAVIT | |
| May 31, 2024 | Docket Event |
EXHIBIT(S) - B XP Employee Handbook |
|
| May 31, 2024 | Docket Event | MEMORANDUM OF LAW IN SUPPORT *Corrected* | |
| May 31, 2024 | Docket Event |
EXHIBIT(S) - A Signed acknowledgement of Handbook and Anti-Harassment Policy |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 8 Aug. 22, 2005 Email |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 56 Intentionally Left Blank |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 55 Mackay Transcript 2 |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 40 Calendar Invites |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 57 Intentionally Left Blank |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - A Feb 7 2018 Email |
|
| May 31, 2024 | Docket Event |
AFFIDAVIT OR AFFIRMATION IN SUPPORT OF MOTION Affirmation Of Pedro Silveira In Support Of Defendant XP Securities LLCs Motion For Summary Judgment |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 22 Dec. 2019 WhatsApp Messages |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 5 Prebon Personnel Statement |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 45 Intentionally Left Blank |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 61 Privilege Log |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 34 Consulting Services Agreement |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - E HR interview memos |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 1 Plaintiffs Amended Complaint |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 53 G. Johnson Transcript 2 |
|
| May 31, 2024 | Docket Event |
ORDER - OTHER (NON-MOTION) Address change granted |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 60 Sept. 13, 2021 Letter |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 46 Kim Transcript 1 |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 48 Bloom Transcript 1 |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 49 Bloom Transcript 2 |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 47 Kim Transcript 2 |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 44 FILED UNDER SEAL |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - A Aug 2019 WhatsApp |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 41 Dec. 9 2019 WhatsApp Messages |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - C XP Employee Handbook |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - F Portuguese recommendation |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - B XP Code of Ethics and Conduct |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 43 Damages Model |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 26 Intentionally left blank |
|
| May 31, 2024 | Docket Event | Memorandum Of Law In Support Of Defendants Motion For Summary Judgment | |
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 2 Defendants Amended Answer & Counterclaims |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - D Sept 19 2019 Email |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 51 Intentionally Left Blank |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 29 FILED UNDER SEAL |
|
| May 31, 2024 | Docket Event |
AFFIDAVIT OR AFFIRMATION IN SUPPORT OF MOTION Affirmation Of Laura Zitronenblatt In Support Of Defendant XP Securities LLCs Motion For Summary Judgment |
|
| May 31, 2024 | Docket Event |
AFFIDAVIT OR AFFIRMATION IN SUPPORT OF MOTION Affirmation Of Dalal Ghosn In Support Of Defendant XP Securities LLCs Motion For Summary Judgment |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 36 Jan. 7, 2020 Email |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 13 June 28, 2019 Disciplinary Warning |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - E June 2019 WhatsApp |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 35 Nov. 18, 2019 Email |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 20 FILED UNDER SEAL |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 17 FILED UNDER SEAL |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 37 Intentionally Left Blank |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 54 Mackay Transcript 1 |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 52 G. Johnson Transcript 1 |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 4 Employment Agreement |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 32 FILED UNDER SEAL |
|
| May 31, 2024 | Docket Event |
NOTICE OF MOTION Defendant XP Securities, LLCs Notice Of Motion For Summary Judgment |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 14 Feb. 6, 2019 Email |
|
| May 31, 2024 | Docket Event |
EXHIBIT(S) - 59 July 21, 2021 Letter |
|
| May 31, 2024 | Docket Event | EXHIBIT(S) - 2 | |
| May 31, 2024 | Docket Event |
EXHIBIT(S) - H Jan 27 2020 Email |
|
| May 31, 2024 | Docket Event |
AFFIDAVIT OR AFFIRMATION IN SUPPORT OF MOTION Affirmation Of Gabriela Pomar In Support Of Defendant XP Securities LLCs Motion For Summary Judgment |
|
| May 31, 2024 | Docket Event | EXHIBIT(S) - 24 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 18 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 21 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 30 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 14 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 12 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 15 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 9 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 8 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 16 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 5 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 28 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 22 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 20 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 23 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 19 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 26 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 29 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 3 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 25 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 10 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 6 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 13 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 4 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 17 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 11 | |
| May 31, 2024 | Docket Event | EXHIBIT(S) - 7 | |
| May 30, 2024 | Docket Event |
LETTER / CORRESPONDENCE TO JUDGE Request for address change 11/15/2019 |
|
| May 28, 2024 | Docket Event |
STIPULATION - SO ORDERED Letter to Town Assessor |
|
| May 27, 2024 | Docket Event |
STIPULATION - OTHER - ( REQUEST TO SO ORDER ) Stipulation To Adjourn Briefing Schedule |
|
| May 23, 2024 | Docket Event | LETTER / CORRESPONDENCE TO JUDGE | |
| May 23, 2024 | Docket Event |
ORDER - OTHER (NON-MOTION) Decision 08/24/2018 |
|
| May 22, 2024 | Docket Event |
DEMAND FOR: POST EXAMINATION BEFORE TRIAL DEMAND |
|
| May 22, 2024 | Docket Event |
AFFIDAVIT OF SERVICE |
|
| May 22, 2024 | Docket Event |
STATEMENT OF AUTHORIZATION FOR ELECTRONIC FILING ULSTER COUNTY |
|
| May 22, 2024 | Docket Event | ORDER - OTHER (NON-MOTION) | |
| May 22, 2024 | Docket Event |
LETTER / CORRESPONDENCE TO JUDGE Letter to Hon. Jennifer G. Schecter re: Word Count Extension |
|
| May 08, 2024 | Docket Event |
STIPULATION - SO ORDERED Re: Kings County Supreme Civil Court Mediation Program |
|
| May 06, 2024 | Docket Event |
STIPULATION - OTHER - ( REQUEST TO SO ORDER ) Stipulation To Adjourn Briefing Schedule |
|
| March 13, 2024 | Docket Event |
ORDER - OTHER (NON-MOTION) Subpoena for Testimony and Duces Tecum |
|
| March 12, 2024 | Docket Event |
EXHIBIT(S) - 3 Excerpt of S. Johnson deposition |
|
| March 12, 2024 | Docket Event |
EXHIBIT(S) - 2 Excerpt of S. Johnson report, Part II |
|
| March 12, 2024 | Docket Event |
EXHIBIT(S) - 1 Excerpt of S. Johnson report, Part I |
|
| March 12, 2024 | Docket Event |
LETTER / CORRESPONDENCE TO JUDGE Letter regarding edits to Plaintiff's expert's report |
|
| March 12, 2024 | Docket Event |
EXHIBIT(S) - 4 Excerpt of F. Risler deposition |
|
| March 06, 2024 | Docket Event |
EXHIBIT(S) - C Excerpt of Johnson Deposition Transcript |
|
| March 06, 2024 | Docket Event |
EXHIBIT(S) - D Excerpt of Guy Davis Report dated, January 18, 2024 |
|
| March 06, 2024 | Docket Event |
EXHIBIT(S) - B Excerpt of Johnson Report served on February 26, 2024 |
|
| March 06, 2024 | Docket Event |
LETTER / CORRESPONDENCE TO JUDGE Letter addressed to Justice Schecter, regarding Plaintiff's Amended Expert Report |
|
| March 06, 2024 | Docket Event |
EXHIBIT(S) - A Excerpt of Johnson Report served on December 12, 2023 |
|
| March 04, 2024 | Docket Event |
ORDER - STATUS CONFERENCE AMENDED ORDER |
|
| January 03, 2024 | Docket Event |
COURT NOTICE Letter to Justice Jennifer G. Schecter from Brian S. Choi dated February 1, 2024, re: Expert Discovery and Note of Issue |
|
| December 06, 2023 | Docket Event |
ORDER - OTHER Consent Order Discovery/Trial |
|
| August 28, 2023 | Docket Event |
STIPULATION - DISCOVERY ( REQUEST TO SO ORDER ) Joint Stipulation And Proposed Order For Production Of Records Stored On Plaintiffs Personal Laptop |
|
| August 23, 2023 | Docket Event | Notice of Entry with Decision and Order | |
| August 23, 2023 | Docket Event |
ORDER - OTHER (NON-MOTION) Memorandum of Law in Opposition |
|
| August 22, 2023 | Docket Event |
DECISION + ORDER ON MOTION (Motion #003) HEAR AND DETERMINE |
|
| August 21, 2023 | Docket Event |
ORDER ( PROPOSED ) Proposed Order |
|
| August 21, 2023 | Docket Event |
LETTER / CORRESPONDENCE TO JUDGE 8-21-23 letter to Judge Gilpatric |
|
| August 07, 2023 | Docket Event |
STIPULATION - DISCONTINUANCE (POST RJI) SOD |
|
| August 04, 2023 | Docket Event |
LETTER / CORRESPONDENCE TO JUDGE (Motion #002) Letter Withdrawing Motion #2 |
|
| August 04, 2023 | Docket Event |
AFFIRMATION (Motion #003) Response to the Plaintiffs Letter filed October 23, 2023 |
|
| August 03, 2023 | Docket Event |
LETTER / CORRESPONDENCE TO JUDGE Letter addressed to Judge Jennifer G. Schecter from Joshua D. Fulop, dated October 11, 2023 re: Status Update |
|
| July 28, 2023 | Docket Event |
LETTER / CORRESPONDENCE TO JUDGE Casale Sur Reply to Plaintiff's OTSC |
|
| July 25, 2023 | Docket Event |
LETTER / CORRESPONDENCE TO JUDGE Rule 14 Letter to Justice Schecter from Brian Choi dated July 25, 2023 |
|
| July 18, 2023 | Docket Event |
LETTER/CORRESPONDENCE - SO ORDERED Sagaria Emails |
|
| July 14, 2023 | Docket Event |
LETTER / CORRESPONDENCE TO JUDGE (Motion #003) James Demattei |
|
| July 14, 2023 | Docket Event |
LETTER / CORRESPONDENCE TO JUDGE (Motion #002) Laptop Documents Stipulation |
|
| July 14, 2023 | Docket Event |
ORDER - OTHER (NON-MOTION) Subpoena of Komal Singh |
|
| June 30, 2023 | Docket Event |
ORDER - OTHER (NON-MOTION) Subpoena of Consolidated Edison Company of New York, Inc |
|
| June 13, 2023 | Docket Event | ORDER - OTHER (NON-MOTION) | |
| June 05, 2023 | Docket Event | ORDER - OTHER (NON-MOTION) | |
| May 19, 2023 | Docket Event |
ORDER - OTHER (NON-MOTION) Back |
|
| May 17, 2023 | Docket Event |
LETTER / CORRESPONDENCE TO JUDGE Letter dated May 17, 2023, Regarding Joint Update |
|
| April 28, 2023 | Docket Event |
EXHIBIT(S) - A July 21, 2021 Letter to Plaintiff |
|
| April 28, 2023 | Docket Event |
EXHIBIT(S) - C October 2021 Email Correspondence |
|
| April 28, 2023 | Docket Event |
LETTER / CORRESPONDENCE TO JUDGE Letter to Justice Schecter from Brian S. Choi dated April 28, 2023 Re: Plaintiffs Document Requests |
|
| April 28, 2023 | Docket Event |
EXHIBIT(S) - D June 2022 Email Correspondence |
|
| April 28, 2023 | Docket Event |
EXHIBIT(S) - B September 13, 2021 Letter to Plaintiff |
|
| April 28, 2023 | Docket Event |
EXHIBIT(S) - E June 3, 2022 Letter to Plaintiff |
|
| April 20, 2023 | Docket Event | LETTER / CORRESPONDENCE TO JUDGE | |
| April 20, 2023 | Docket Event |
EXHIBIT(S) - 2 Discovery Requests Dated 3.3.23 |
|
| April 20, 2023 | Docket Event |
EXHIBIT(S) - 1 Discovery Requests Dated 2.24.23 |
|
| April 20, 2023 | Docket Event |
EXHIBIT(S) - 3 Discovery Requests Dated 3.9.23 |
|
| February 15, 2023 | Docket Event | ORDER - OTHER (NON-MOTION) | |
| February 08, 2023 | Docket Event | NOTICE OF APPEARANCE (POST RJI) | |
| September 19, 2022 | Docket Event |
STIPULATION - OTHER - ( REQUEST TO SO ORDER ) Stipulation To Adjourn |
|
| September 19, 2022 | Docket Event | STIPULATION - SO ORDERED | |
| February 17, 2022 | Docket Event | REPLY TO COUNTERCLAIM(S) | |
| January 28, 2022 | Docket Event |
ANSWER WITH COUNTER-CLAIM(S) Amended Answer & Counterclaims of XP Securities, LLC n/k/a XP Investments US, LLC |
|
| January 26, 2022 | Docket Event | DECISION + ORDER ON MOTION (Motion #002) | |
| January 25, 2022 | Docket Event | LETTER / CORRESPONDENCE TO JUDGE (Motion #002) | |
| January 14, 2022 | Docket Event |
EXHIBIT(S) - A (Motion #002) Defendants proposed amended Answer and Counterclaims |
|
| January 14, 2022 | Docket Event |
EXHIBIT(S) - B (Motion #002) Redline copy of Defendants proposed amended Answer and Counterclaims |
|
| January 14, 2022 | Docket Event |
NOTICE OF MOTION (Motion #002) Notice of Motion For Leave To Amend Answer And Counterclaim |
|
| January 14, 2022 | Docket Event |
MEMORANDUM OF LAW IN SUPPORT (Motion #002) Memorandum Of Law In Support Of Motion By Defendant XP Investments US, LLC For Leave To Amend Answer And Counterclaim |
|
| January 14, 2022 | Docket Event |
AFFIDAVIT OR AFFIRMATION IN SUPPORT OF MOTION (Motion #002) Affirmation Of Brian S. Choi In Support Of Motion By Defendant XP Investments US, LLC For Leave To Amend Answer And Counterclaim |
|
| January 07, 2022 | Docket Event | REMITTITUR | |
| December 08, 2021 | Docket Event | REMITTITUR | |
| December 02, 2021 | Docket Event | Notice of Entry of Decision and Order of the Supreme Court, Appellate Division, First Judicial Department, dated December 2, 2021, and entered by the Clerk of the Court on December 2, 2021 | |
| November 23, 2021 | Docket Event |
STIPULATION - CONFIDENTIALITY ( REQUEST TO SO ORDER ) Stipulation and Order for the Production and Exchange of Confidential Information |
|
| November 23, 2021 | Docket Event | STIPULATION - SO ORDERED | |
| November 23, 2021 | Docket Event |
EXHIBIT(S) Redline of Stipulation and Order for the Production and Exchange of Confidential Information |
|
| September 23, 2021 | Docket Event | ORDER - OTHER (NON-MOTION) | |
| September 20, 2021 | Docket Event |
EXHIBIT(S) - D Defendant's Proposed Searches for Kaplan |
|
| September 20, 2021 | Docket Event | LETTER / CORRESPONDENCE TO JUDGE | |
| September 20, 2021 | Docket Event |
EXHIBIT(S) - F Plaintiff's Proposed Searches for Kaplan Universal |
|
| September 20, 2021 | Docket Event |
EXHIBIT(S) - C Defendant's Proposed Searches for Bloom |
|
| September 20, 2021 | Docket Event |
EXHIBIT(S) - E Plaintiff's Proposed Searches for Kaplan After 10/12/2020 |
|
| September 20, 2021 | Docket Event |
LETTER / CORRESPONDENCE TO JUDGE Letter to Judge Jennifer G. Schecter from Joshua D. Fulop dated September 20, 2021 re: Electronic Discovery Protocol |
|
| September 20, 2021 | Docket Event |
EXHIBIT(S) - B Plaintiff's Proposed Searches for Bloom Universal |
|
| September 20, 2021 | Docket Event |
EXHIBIT(S) - A Plaintiff's Proposed Searches for Bloom After 10/12/2020 |
|
| July 26, 2021 | Docket Event |
EXHIBIT(S) - 1 Proposed Search Term and Custodian Protocol |
|
| July 26, 2021 | Docket Event | LETTER / CORRESPONDENCE TO JUDGE | |
| July 23, 2021 | Docket Event |
LETTER / CORRESPONDENCE TO JUDGE Letter addressed to Justice Schecter, dated July 23, 2021, on behalf of Defendant XP Investments US, LLC, regarding discovery |
|
| May 27, 2021 | Docket Event | ORDER - OTHER (NON-MOTION) | |
| May 24, 2021 | Docket Event |
EXHIBIT(S) - A XP R&Os to Kim RFP |
|
| May 24, 2021 | Docket Event |
LETTER / CORRESPONDENCE TO JUDGE Joint Letter to Judge Jennifer G. Schecter dated May 24, 2021 addressing respective positions on Mr. Kim's requests for information about Complaints and Discipline against other XP Employees, and Expletives uttered by XP Employees to Third Parties |
|
| May 13, 2021 | Docket Event | ORDER - STATUS CONFERENCE | |
| April 29, 2021 | Docket Event |
EXHIBIT(S) - 7 Outstanding taxes |
|
| March 08, 2021 | Docket Event | REPLY TO COUNTERCLAIM(S) | |
| March 02, 2021 | Docket Event | NOTICE OF APPEAL | |
| February 16, 2021 | Docket Event |
ANSWER WITH COUNTER-CLAIM(S) Answer OF XP Securities, LLC, n/k/a XP Investments Us, LLC |
|
| February 11, 2021 | Docket Event | ORDER - PRELIMINARY CONFERENCE | |
| February 04, 2021 | Docket Event |
LETTER / CORRESPONDENCE TO JUDGE Joint Letter |
|
| February 04, 2021 | Docket Event | NOTICE OF ENTRY | |
| January 11, 2021 | Docket Event | DECISION + ORDER ON MOTION (Motion #001) | |
| December 09, 2020 | Docket Event |
NOTIFICATION FROM COURT Notice of Neutral Evaluation Program - Commercial Division - Supreme NY Civil |
|
| October 27, 2020 | Docket Event |
NOTIFICATION FROM COURT NOTICE OF ADR OPTIONS FOR COMMERCIAL DIVISION MATTERS |
|
| October 08, 2020 | Docket Event |
NOTICE OF DISCONTINUANCE (POST RJI) Notice of Discontinuance Without Prejudice as Against Defendant XP Investimentos S.A. only |
|
| August 13, 2020 | Docket Event | URGENT - COURT APPEARANCE UPDATE | |
| August 11, 2020 | hearing |
FULLY SUBMITTED (Motion #001) IAS MOTION PART 54 F/S PER PART NO ORAL ARGU 
Judge: SCHECTER, JENNIFER G. |
|
| July 30, 2020 | Docket Event |
MEMORANDUM OF LAW IN REPLY (Motion #001) Memorandum Of Law In Further Support Of Motion By Defendants XP Investments US, LLC And Pedro Henrique Cristoforo Da Silveira To Partially Dismiss And/or Strike |
|
| July 27, 2020 | Docket Event | PRELIMINARY CONFERENCE REQUEST | |
| July 16, 2020 | Docket Event | MEMORANDUM OF LAW IN OPPOSITION (Motion #001) | |
| July 16, 2020 | hearing |
ORAL ARGUMENT (60 CENTRE) (Motion #001) E-FILING SUBMISSIONS CALENDAR 3:30PM ORAL ARGU
Judge: SCHECTER, JENNIFER G. |
|
| July 07, 2020 | Docket Event | STIPULATION - ADJOURNMENT OF MOTION -IN SUBMISSIONS PART -RM 130 (Motion #001) | |
| June 08, 2020 | Docket Event | NOTICE OF APPEARANCE (POST RJI) | |
| June 02, 2020 | Docket Event |
MEMORANDUM OF LAW IN SUPPORT (Motion #001) Memorandum Of Law In Support Of Motion By Defendants XP Investments US, LLC And Pedro Henrique Cristoforo Da Silveira To Partially Dismiss And/Or Strike |
|
| June 02, 2020 | Docket Event |
EXHIBIT(S) - A (Motion #001) Agreement |
|
| June 02, 2020 | Docket Event |
EXHIBIT(S) - A (Motion #001) Amended Complaint |
|
| June 02, 2020 | Docket Event |
AFFIDAVIT OR AFFIRMATION IN SUPPORT OF MOTION (Motion #001) Affidavit of Dalal Ghosn |
|
| June 02, 2020 | Docket Event | ADDENDUM - COMMERCIAL DIVISION (840C) (Motion #001) | |
| June 02, 2020 | Docket Event |
EXHIBIT(S) - C (Motion #001) Termination Letter |
|
| June 02, 2020 | Docket Event |
EXHIBIT(S) - B (Motion #001) Complaint |
|
| June 02, 2020 | Docket Event |
NOTICE OF MOTION (Motion #001) Notice of Motion to Dismiss |
|
| June 02, 2020 | Docket Event |
AFFIDAVIT OR AFFIRMATION IN SUPPORT OF MOTION (Motion #001) Affirmation of Brian S. Choi |
|
| June 02, 2020 | Docket Event |
EXHIBIT(S) - B (Motion #001) Amendment |
|
| June 02, 2020 | Docket Event | RJI -RE: NOTICE OF MOTION (Motion #001) | |
| June 02, 2020 | Motion |
DISMISS (Motion #001) Before Justice: SCHECTER, JENNIFER G. Answer demanded: Yes
Judge: SCHECTER, JENNIFER G. |
|
| May 14, 2020 | Docket Event | STIPULATION - SERVICE | |
| March 23, 2020 | Docket Event | COMPLAINT (AMENDED) | |
| February 27, 2020 | Docket Event | SUMMONS + COMPLAINT |
