arrow left
arrow right
  • BURG, DEBORAH A vs. WEST FLORIDA PHYSICIANS NETWORK, LLCMedical Malpractice document preview
  • BURG, DEBORAH A vs. WEST FLORIDA PHYSICIANS NETWORK, LLCMedical Malpractice document preview
  • BURG, DEBORAH A vs. WEST FLORIDA PHYSICIANS NETWORK, LLCMedical Malpractice document preview
  • BURG, DEBORAH A vs. WEST FLORIDA PHYSICIANS NETWORK, LLCMedical Malpractice document preview
  • BURG, DEBORAH A vs. WEST FLORIDA PHYSICIANS NETWORK, LLCMedical Malpractice document preview
  • BURG, DEBORAH A vs. WEST FLORIDA PHYSICIANS NETWORK, LLCMedical Malpractice document preview
  • BURG, DEBORAH A vs. WEST FLORIDA PHYSICIANS NETWORK, LLCMedical Malpractice document preview
  • BURG, DEBORAH A vs. WEST FLORIDA PHYSICIANS NETWORK, LLCMedical Malpractice document preview
						
                                

Preview

Filing # 138367395 E-Filed 11/11/2021 03:33:03 PM IN THE CIRCUIT COURT OF THE TWENTIETH JUDICIAL CIRCUIT IN AND FOR CHARLOTTE COUNTY, STATE OF FLORIDA DEBORAH COOPER BURG, by and through her Court-Appointed Guardian, RICKY BURG; NICOLE BURG, her daughter; and RICKY BURG, her spouse, Plaintiffs, vs. WEST FLORIDA PHYSICIAN NETWORK, LLC; DILENDRA WEERASINGHE; JOHN RIOUX; FAWCETT MEMORIAL HOSPITAL, INC. d/b/a FAWCETT MEMORIAL HOSPITAL; SUSAN BRUNER; ABIGAIL UTECH; NANDINI KIRI, M.D., P.A.; NANDINI KIRI; HARBOR MEDICAL CASE NO. 20-000616-CA GROUP, LLC; AHSAN KAMAL; SOVI JOSEPH, M.D., P.A.; SOVI JOSEPH; DOMINGO E. GALLIANO, JR., P.A.; DOMINGO GALLIANO, JR.; ARTURO RODRIGUEZ-MARTIN, M.D., P.L.; ARTURO RODRIGUEZ-MARTIN; MILLENNIUM PHYSICIAN GROUP, LLC d/b/a MILLENNIUM PHYSICIAN GROUP; CATHY CRISS; LIFE CARE CENTERS OF AMERICA, INC.; PUNTA GORDA MEDICAL INVESTORS, LLC d/b/a LIFE CARE CENTER OF PUNTA GORDA; LIFE CARE PHYSICIAN SERVICES, LLC; and VANCE MALONEY, III. Defendants. ‘ DEFENDANT, SUSAN BRUNER'S EXPERT WITNESS DISCLOSURE Defendant, SUSAN BRUNER, by and through undersigned counsel, pursuant to this Court's Case Management Plan and Order dated May 6, 2021 and Order Granting Life Care Centers of America, Inc., Punta Gorda Medical Investors, LLC d/b/a Life Care Center of Punta Gorda, Life Care Physician Services, LLC, and Vance Maloney's Motion for Extension of Time to Disclose Experts dated September 25, 2021 , discloses the following expert witnesses: 1 Cynthia M. Woodman, MLS., R.D.N., L.D.N. 16 Morse Circle Shirley, MA 01464-2908 Ms. Woodman is a registered, dietitian/nutritionist licensed to practice in the state of Massachusetts and currently employed as a dietitian specialist at Risk Management Incorporated. Attached is Ms. Woodman's Curriculum Vitae. Ms. Woodman is expected to testify without limitation as to the issues of standard of care of Susan Bruner and causation. Ms. Woodman may also rebut various opinions expressed, or to be expressed, by Plaintiffs’ experts, Her opinions are based on her background, training, and experience as well as a review of pertinent discovery responses, deposition testimony, and review of the pertinent records/medical records. It is anticipated Ms. Woodman may review additional depositions that have yet to occur. Prospective dates for Mrs. Woodman's deposition are forthcoming Joseph Berger, M.D. Department of Neurology Perelman School of Medicine, University of Pennsylvania 3400 Spruce St. 3W Gates Philadelphia, PA 19104 Dr. Berger is a physician who specializes in Neurology. He is expected to testify regarding causation and damages. Dr. Berger performed an examination of Deborah Burg and is expected to testify as to his findings and/or observations, as well as his opinions formulated as a result thereof. Dr. Berger may also testify as to the future medical care needs of Mrs. Burg. It is also anticipated Dr. Berger will opine Mrs. Burg should be in a skilled nursing facility for the remainder of her life. Dr. Berger may also rebut various opinions expressed, or to be expressed, by Plaintiffs’ experts. His opinions are based on his education, training, experience, review of pertinent discovery responses and deposition testimony, other pertinent records/medical records, and his findings and/or observations. It is anticipated Dr. Berger may also review various depositions yet to occur. A copy of his Curriculum Vitae is attached hereto. Dr. Berger’s report was previously provided to Plaintiffs’ counsel. Prospective dates for Dr. Berger’s deposition have been provided. Robert M. Shavelle, Ph.D. Life Expectancy Project 1439 — 17th Avenue San Francisco, CA 94122 Dr. Shavelle will be presented as an expert in the field of Life Expectancy. He is expected to testify regarding damages. Dr. Shavelle will opine with respect to Mrs. Burg’s reduced life expectancy. Dr. Shavelle may also rebut various opinions expressed, or to be expressed, by Plaintiffs’ experts. His opinions are based on his education, training, experience, information provided by other experts of the type normally and customarily relied upon by life expectancy experts, as well as his review of pertinent other records and medical records. It is anticipated Dr. Shavelle may also review additional depositions yet to occur. A copy of his Curriculum Vitae is attached hereto. Prospective dates for Dr. Shavelle’s deposition will be forthcoming. Finnie Cook, Ph.D. Deiter, Stephens, Durham & Cook 100 North Tampa Street Suite 2410 Tampa, Florida 33602 Dr. Cook is an economist who specializes in Economics. She is expected to testify as to damages. Dr. Cook will opine with respect alleged economic damages and future economic damages reduced to present value. Dr. Cook may also rebut various opinions expressed, or to be expressed, by Plaintiffs’ experts. Her opinions are based on her education, training, experience, information provided by other experts of the type normally and customarily telied upon by economists, as well as a review of other pertinent records. A copy of her Curriculum Vitae is attached hereto. Prospective dates for Dr. Cook’s deposition will be forthcoming. William Greenberg, M.D. 111 Second Avenue, N.E., Suite 360 St. Petersburg, FL 33701 Dr. Greenberg is a physician who specializes in Neurology and life care planning. He is expected to testify as to damages and, more specifically, the future medical needs expressed though a life care plan for Mrs. Burg. In addition to the specific future medical care needs of Mrs. Burg, it is anticipated Dr. Greenberg will opine Mrs. Burg will likely have significant long-term problems as a result of her Wernicke’s. It is further anticipated Dr. Greenberg will opine Mrs. Burg should be in a skilled nursing facility for the remainder of her life. It is further anticipated Dr. Greenberg may rebut various opinions expressed, or to be expressed, by Plaintiffs’ experts. His opinions are based on his education, training, experience, information provided by other experts of the type normally and customarily telied upon by neurologists/life care planners, as well as his review of pertinent other records and medical records. A copy of his Curriculum Vitae is attached hereto. Prospective dates for Dr. Greenberg’s deposition will be forthcoming. Any and all expert witnesses listed by Plaintiffs and Co-Defendants in this matter. Any rebuttal and impeachment witnesses are reserved by the Defendant for use at trial. Defendant reserves the right to call any and all witnesses, including expert witnesses, listed by any party to this action. 9. Defendant reserves the right to amend this Expert Disclosure as discovery is ongoing. CERTIFICATE OF SERVICE I HEREBY CERTIFY that a true copy of the foregoing has been furnished by electronic mail this 11th day of November, 2021, to all members of counsel on the attached Counsel List. Hall Booth Smith, P.C. Attorney for Defendant Susan Bruner 2701 North Rocky Point, Suite 400 Tampa, FL 33607 Tel: (813) 329-3880 Fax: ($13) 568-1030 By: /s/R. Ryan Rivas R. RYAN RIVAS F.B.N. 96700 RRivas@hallboothsmith.com COUNSEL LIST Edward Blumberg, Esq. Michael J. Swan, Esq. th@deutschblumberg.com mswan@rosswa yswan.com, Cosme Caballero, Esq. cdelo@rosswayswan.com ccaballero@deutschblumberg.com Rossway Swan Tierney Barry & Oliver, P.L. Robert Blumberg, Esq. 2101 Indian River Boulevard, Suite 200 bblumberg@deutschblumberg.com Vero Beach, FL 32960 Rowena Mitchell Co-Counsel for Ricky Burg rmitchell@deutschblumberg.com Hazel Costillo heastillo@deutschblumberg.com Deutsch Blumberg & Caballero, P.A. 100 N. Biscayne Blvd., Suite 2802 Miami, FL 33132 Counsel for Plaintiffs Ronald E. Bush, Esq. Richard K. Bowers, Jr., Esq. Bush Graziano Rice & Platter Brandon R. Scheele, Esq. 100 S. Ashley Drive, Suite 1400 Service-rbowers@bankerlopez.com Tampa, FL 33602 service-bscheele@bankerlopez.com serve@bgrplaw.com kturner@bankerlopez.com beonde@bgrplaw.con Banker Lopez Gassler, P.A. Counsel for Defendant Fawcett Memorial 501 E. Kennedy Blvd, #1700 Hospital and Abigail Utech Tampa, FL 33602 Counsel for Defendant Dilendra Weerasinghe Jay P. Chimpoulis, Esq. Jeffrey M. Goodis, Esq. Chimpoulis & Hunter, P.A. Brett P. Gliosca, Esq. 150 S. Pine Island Road, Suite 510 La Cava Jacobson & Goodis, P.A. Plantation, FL 33324 Stp-pleadings@liglegal.com JCHimpoulis@ChimpoulisHunter.com bgliosca@ljglegal.com SRiedhammer@ChimpoulisHunter.com mmorgan@ljglegal.com jrobelen@ChimpoulisHunter.com 200 Central Avenue Counsel for Punta Gorda Medical Investors, Suite 250 LLC d/b/a Life Care Center of Punta Gorda, St. Petersburg, FL 33701 Life Care Centers of America, Inc., Life Care Counsel for Sovi Joseph and Sovi Joseph, Physician Services, LLC and Vance Maloney MLD., P.A. Victoria N. Ferrentino, Esq. Rivver Cox, Esq. Bush Graziano Rice & Platter, P.A. 100 S. Ashley Drive, #1400 Tampa, FL 33602 (813) 228-7000 (813)273-0091 (facsimile) vferrentino@barplaw.com: eserve@berplaw.com dhensley@berplaw.con: Counsel for: West Florida Physician Network, LLC and John Rioux Barry Postman, Esq. Gavrila A. Brotz, Esq. Daniel Calvert, Esq. Bush Graziano Rice & Platter Ron M. Campbell, Esq. 100 S. Ashley Drive, Suite 1400 Cole, Scott & Kissane, P.A. Tampa, FL 33602 Cole, Scott & Kissane Building serve@bgrplaw.com 27300 Riverview Center Blvd gbrotz@berplaw.con: Suite 200 Co-Counsel for Fawcett Memorial Hospital Bonita Springs, Florida 34134 barry.postman@esklegal.com ‘on.campbell@csklegal.com daniel.calvert@csklegal.con krystal.perez@csklegal.com; Counsel for Defendants Millennium Physician Group, LLC and Cathy Criss John D. Emmanuel, Esq. Buchanan Ingersoll & Rooney, PC 401 E. Jackson Street #2400 Tampa, FL 33602 John.Emmanuel@bipc.com Sabrina.Storno@bipecom s RISK MANAGEMENT INCORPORATED right. © Medical Nutrition Services Cinpy M. Woopman, MS., R.D.N., L.D.N. A MEMBER OF ACADEMY OF NUTRITION AND DIETETICS Cynthia M. Woodman, M.S., R.D.N., L.D.N. EXPERIENCE SUMMARY: Extensive experience in assessing the nutritional status of and providing medical nutrition therapy to patients with a variety of medical conditions, with an emphasis on obesity, weight management, eating disorders, and cardiovascular disease, as well as in educating individuals and groups of adult and pediatric clients, students, and professionals about various aspects of nutrition in a variety of settings. Functioned in the capacity of nutrition counselor to both individual clients and groups of consumers; as chairperson for a number of professional nutrition-related groups; as faculty advisor to students in nutrition; as a lecturer in nutrition to professional groups; as a media spokesperson on nutrition and heart disease for the American Heart Association-Memphis Chapter; and as chief of the clinical nutrition department for two university-affiliated teaching hospitals. Developed and tested a short, computer-analyzed method for determining individual intakes of selected fatty acids and cholesterol. Wrote a chapter on nutrition and cardiovascular disease for a textbook accepted for publication and in conjunction with a television personality, has also written and edited nationally distributed publications for lay persons on various aspects of nutrition, with an emphasis on cardiovascular disease. EDU ATION: MSS., Nutritional Sciences, University of Wisconsin-Madison, Madison, WI. Dietetic Internship, Massachusetts General Hospital, Boston, MA: B.S., Dietetics-Nutrition Research, Purdue University, West Lafayette, IN: Clinical Nutrition Practicum, Lutheran General Hospital, Park Ridge, IL. PROFESSIONAL AFFILIATIONS: Registered Dietitian and Nutrionist Member, American Academy of Nutrition & Dietetics (Registration #384239) Licensed, Clinical Dietitian/Nutritionist-Massachusetts (MA License # 772) Member, Nutrition Advisory Board, North Shore Community College, Danvers, Massachusetts Former Member, District of Columbia-Metropolitan Area Dietetic Association; Publicity Co-Chairperson Former Member, American Heart Association; Chairperson, Nutrition Committee, Memphis Chapter 16 Morse Circle « S) it bir ley, MA 01464-2908 Tel, 978-425-5785, ext. 12 © Fax 978-425-5783 il: riskmi.com Cynthia M. Woodman, M.S., R.D.N., L.D.N. Page 2 of 5 HONORS: N.I.H. Clinical Center Nutrition Department Representative to the Food and Nutrition Board, National Academy of Sciences, to discuss limitations of the Recommended Dietary Allowances in determining nutritional requirements in renal disease Outstanding Service Award, City of Memphis-University of Tennessee Hospital Outstanding Service Award, American Heart Association-Memphis Chapter EXPERIENCE: Risk Management Incorporated: (President, CFO, Medical Nutrition Therapist) - Co- founder of RMI and currently, Director of Medical Nutrition Services. Developed policies and procedures for nutritional services provided to individual patients and community and corporate organizations. Assesses the nutritional needs of both adult and pediatric clients who are both self- referred and referred by physicians and psychologists and provides medical nutrition therapy in accordance with current scientific evidence-based guidelines. Specializes in the treatment of eating disorders/disordered eating/obesity management, and received level 2 certificates of training in both adult and pediatric and adolescent weight management through the Academy of Nutrition and Dietetics, with an emphasis on the prevention and treatment of obesity, including behavioral, nutritional, and medication management and bariatric surgery. Has taught group classes on nutrition to both adults and children through the Acton-Boxborough Community Education Program; served as consultant to Town of Acton Nursing Service and Public Health Department, Care Alternatives Hospice, and CBC Fitness & Wellness Center; is a member of the North Shore Community College nutrition advisory board and is a provider for various health insurance plans, including Blue Cross Blue Shield of Massachusetts, Harvard Pilgrim Healthcare, Tufts Health Plans, United Harvard-Pilgrim Passport Connect, and Medicare. Nutrition Consultant in Private Practice, Acton, MA: Counseled adult and pediatric clients on a variety of nutritional issues, including wellness and sports nutrition; strategies for long-term weight control; the management of lipid disorders, eating disorders (anorexia nervosa, bulimia nervosa, binge-eating disorder), disordered eating, hypertension, type 2 diabetes mellitus, and celiac disease as referred by internal medicine and pediatric physicians at Acton Medical Associates. Taught group classes ranging from women’s health issues, feeding picky toddlers, and college-bound nutrition, to updates in diabetes and cardiovascular disease, to name a few, which were targeted separately to both adult and pediatric populations through Acton-Boxborough Community Education. Acton-Boxborough Regional Schools: (Teacher, Sports Healih & Nutrition Classes) - Developed curriculum for and taught high school students a two-term course on nutrition, emphasizing the role of nutrition in preventing chronic disease and in maintaining a feeling of well-being. Also helped teach a course on sports medicine, in which methods were discussed to both enhance athletic performance and prevent injury. 16 Morse Circle « Shirle’ MA 01 464-2908 Tel, 978-425-5785, ext. 12 « Fax 978-425-~ 5783 @ e ails omy iskimi.com Cynthia M. Woodman, M.S., R.D.N., L.D.N. a Page 3 of 5 George Washington University Medical Center: (Chief Clinical Dietitian) - Responsible for coordinating the activities of Registered Dietitians, Dietetic Technicians, and diet clerks in providing nutritional care to all in-patients. Served as liaison between the Department of Nutrition and the hospital administration, medical, nursing, and pharmacy staff. Provided in-service on various topics of clinical nutrition to departmental members, and actively participated in implementing a nutrient-drug interaction program. Launched a hospital-wide campaign to promote awareness of nutrition and its relationship to health and the role of the Registered Dietitian as the professional uniquely qualified to assess nutritional status and provide appropriate nutrition education. Nutrition Consultant in Private Practice, Montgomery Village, MD: As a Licensed, Registered Dietitian/Nutritionist, counseled individual clients and groups of clients on various aspects of nutrition, with an emphasis on lipid-lowering diets in the treatment of cardiovascular disease. Co-wrote introductory videotape on the dietary management of high blood cholesterol levels. Wrote and edited newsletters on various aspects of diet and cardiovascular disease for a lay person publication and was a contributing editor to a low-fat cookbook for consumers, authored by television personality, Ms. Lynn Fischer, who is both author and host of The Low Cholesterol Gourmet book and cable television show. The National Institutes of Health, Clinical Center: (Clinical/Research Nutritionist; Commissioned Officer (Lt. 03) with the United States Public Health Service) - Responsibilities included performing nutritional assessments on and providing optimal nutritional care and education for patients admitted to each institute in the Clinical Center on a rotating basis. In addition to dealing with patients with unique and wide-ranging medical problems from methylmalonic acidemia to AIDS, chaired the nutritional care standards committee to develop and implement standards of practice for all patients admitted to the Clinical Center, and presented these to the medical-nutrition committee for approval. Initiated patient care audits to determine the quality of nutritional care provided. Planned and conducted classes for the nutrition department professional staff on a regular basis on various aspects of nutritional assessment and education as these related to the implementation of the nutritional standards of practice. Provided input on the nutritional aspects of medical protocols as these were being developed for various disease states. Presented a discussion on uses of the Recommended Dietary Allowances in renal disease to the Food and Nutrition Board of the National Academy of Sciences. y of Memphis/University of Tennessee Hospital: (Chief Clinical Dietitian) - Developed, instituted, and evaluated policies, procedures, and programs pertaining to the provision of nutritional care and food service in a 500-bed teaching hospital affiliated with the University of Tennessee. Directly supervised and evaluated the performance of 9 Registered Dietitians and 12 patient dietetic service supervisors, and coordinated the activities of the clinical nutrition branch of the hospital. Provided nutrition education and orientation programs for all departmental employees, and for members of the medical and nursing staffs, and acted as the liaison between the Dietary Service Department and the Departments of Nursing, Medicine, and Pharmacy. 16 Morse Circle « Shi MA 01464-2908 Tel, 978-425-5785, ext. 12 « Fax 978-425-~ 5783 @ e-mail: cm sriskmi.com Cynthia M. Woodman, M.S., R.D.N., L.D.N. a Page 4 of 5 City of Memiphis/University of Tennessee Hospital: (Chief Clinical Dietitian (cont.) - Other activities included developing a nutritional assessment program; establishing an on-going health awareness program for cafeteria patrons, emphasizing the American Heart Association's dietary guidelines; developing nutrition education materials and group classes for patients; and designing and implementing a clinical nutrition practicum for dietetic students, approved by the Academy of Nutrition and Dietetics. While working there, she has also served as a spokesperson for the nutrition committee of the American Heart Association-Memphis Chapter and appeared on radio and television in that capacity St. Francis Hospital, Memphis, Tennessee: (Clinical Dietitian) - Provided nutritional care to approximately 125 patients on the surgical and medical services of this privately owned hospital. Developed nutrition education materials, taught individual and group classes on various aspects of nutrition, and communicated pertinent information to appropriate members of the medical team. Lutheran General Hospital, Park Ridge, Mlinois: (Cardiovascular Dietitian) - Provided nutritional care to all patients in the 75-bed coronary care and intensive care units and coronary rehabilitation unit in an 800-bed teaching hospital affiliated with the University of Illinois. Instituted nutrition classes for coronary patients and families, using a team approach to teaching, and developed a variety of patient nutrition education materials. Presented classes on nutrition and heart disease to both lay persons and professional groups. Responsibilities also included: conducting classes for and teaching dietetic interns on a one-to-one basis about various aspects of nutrition. Developed and instituted policies and procedures regarding the nutritional care of patients throughout the hospital. The Presbyterian Home, Evanston, Hlineis: (Summer Intern) - Evaluated the nutritional status of residents in this 1,000 bed nursing home-assisted living facility and provided medical nutrition therapy when indicated in accordance with the patient’s needs and wishes. Ensured that employees complied with quality control standards in preparing and serving foods; recommended disciplinary action for employees when required. Griffith Laberatories, Chicago, (Summer Intern) ~ Participated in preparing and Hinois: testing recipes for new food items being developed by this spice manufacturing company. Assumed the role of quality control inspector in evaluating the acceptability of new batches of spices to be sold commercially. Lutheran General Hospital, Park Ridge, Hlineis: (Student in Clinical Nutrition Practicum Approved by the Academy of Nutrition and Dietetics) ~ Learned to formulate nutritional care plans for patients with a variety of diseases; participated in presenting a case study at grand rounds on the nutritional and medical complications from the "short bowel syndrome”; assumed a staff relief position on the coronary rehabilitation unit. Attended and/or presented classes each week on various aspects of nutrition to fellow students and staff members. 16 Morse Circle « Shi MA 01464-2908 Tel, 978-425-5785, ext. 12 « Fax 978-425-~ 5783 @ e-mail: cm sriskmi.com Cynthia M. Woodman, M.S., R.D.N., L.D.N. Page 5 of 5 PUBLICATIONS: Woodman, C. M. M.S. Thesis: Development of a Short Method of Dietary Analysis to Quantitatively Determine Daily Intakes of Selected Nutrients. The University of Wisconsin. Madison, Wisconsin, 1978. Woodman, C. M. The Role of Nutrition in Cardiovascular Disease. In: Nutrition in Primary and Secondary Health Care, edited by B. Binkert. New York, New York: Harper and Row (accepted for publication). 16 Morse Circle « Shirle’ MA 01 464-2908 Tel, 978-425-5785, ext. 12 « Fax 978-425-~ 5783 @ e ails omy iskimi.com April 2, 2021 Joseph Robert Berger Curriculum Vitae Current Address: Department of Neurology Perelman School of Medicine, University of Pennsylvania 3400 Spruce St. 3W Gates Philadelphia, PA 19104 Email: Joseph.Berger@pennmedicine.upenn.edu Telephone: 215 349-8304 (assistant Gail Rogers) Fax: 215 349-5579 Current Rank and Status: Professor of Neurology and Associate Chief of the Multiple Sclerosis Division Education: 1969 Susquehanna Township High School Harrisburg, Pennsylvania 1972 B.S., [Summa cum laude] Pennsylvania State University University Park, Pennsylvania 1974. MLD., [Magna cum laude] Amplissimis Honoribus Jefferson Medical College Philadelphia, Pennsylvania Overlap in years as undergraduate and graduate student results from participation in the Pennsylvania State University - Jefferson Medical College Five Year Medical Program. 1998. Certificate in Medical Management Gatton College of Business University of Kentucky Lexington, Kentucky Post Doctoral Training: 1974-75 Straight Internal Medicine Internship, Georgetown University Hospital, Washington, DC. 1975-77 Internal Medicine Residency, Georgetown University Hospital, Washington, D.C. 1977-78 Neurology Residency, Hadassah Hospital, Hebrew University, Jerusalem, Israel 1978-81 Neurology Residency, Jackson Memorial Hospital, University of Miami School of Medicine, Miami, Florida Academic Medical Professional Experience: March - July 1978 Full-time emergency room physician Chambersburg Hospital, Chambersburg, Pennsylvania July 1981 - May 1986 Assistant Professor of Neurology and Internal Medicine, University of Miami School of Medicine, Miami, Florida BERGER CV 2 June 1986 - June 1991 Associate Professor of Neurology and Internal Medicine, University of Miami School of Medicine, Miami, Florida June 1991 - Feb 1995 Whigham-Berger Professor of Neurology and Professor of Internal Medicine, University of Miami School of Medicine, Miami, Florida Feb 1995 — Present Professor, Department of Neurology, University of Kentucky School of Medicine, Lexington, Kentucky Emeritus status awarded at time of retirement in June 2014 Feb 1995- June 2013 Chairman, Department of Neurology, University of Kentucky School of Medicine, Lexington, Kentucky July 1996-June 2014 Ruth L. Works Professor of Neurology Professor of Internal Medicine University of Kentucky School of Medicine, Lexington, Kentucky Feb 2013 — Present Professor (Voluntary), Department of Neurology, University of Miami School of Medicine, Miami, Florida June 2014 — Present Emeritus Professor of Neurology, University of Kentucky College of Medicine, Lexington, Kentucky July 2014 — Present Professor of Neurology, Perelman School of Medicine, University of Pennsylvania, Philadelphia, Pennsylvania Other Professional Medical Experience: Examiner, American Board of Psychiatry & Neurology, Inc. Adult Neurology Team & Part Il Examination Committee, Philadelphia, PA, 1996-2003. Member, Ad Hoc Search Committee for the Chief Operating Officer of the Kentucky Clinic, 1996 Chair, Search Committee for the Chair of Internal Medicine, University of Kentucky, College of Medicine, March, 1998 Medical Director, Consultants in Pharmaceutical Advertising, Key Biscayne, Florida (CEO Hugues deRochefort), 1980-1994 PML Adjudication Committee (Member or Chair) Amgen, Astra Zeneca, Bristol Myers Squibb, Eisai, Janssen, Johnson and Johnson, Millennium, Novartis, Parexel, Pfizer, Roche, Takeda Co-Chair of the MS Masters Program (with Dr. Fred Lublin), 2009-2020 Board Certifications and Licensures: National Board of Medical Examiners Licensure, July 1, 1975; #138818 National Provider Identifer (NPI): 169173786 BNDD/DEA: FB4544602 American Board of Internal Medicine, 1977; #59535 BERGER CV American Board of Psychiatry and Neurology, 1983; #037298 Pennsylvania Medical License, 1979; #019628 (active) Florida Medical License, 1980; #ME 0036452 (active) Kentucky Medical License, March 16, 1995; #31055 (active) Tennessee Medical License, July 31, 2003; #37826 (inactive) Current Teaching Responsibilities: Attending Ward and Consult Services-Neurology, Department of Neurology, Perelman School of Medicine, University of Pennsylvania Inventions, Patents and Patents Pending: 1 “Oxandrolone-A method for ameliorating muscle weakness/wasting in a patient infected with Human Immunodeficiency Virus-Type 1” Assignee: BIO-TECHNOLOGY GENERAL, CORP. (Savient Pharmaceuticals) U.S. Patent No: 6,670,351 PCT Filed: October 20, 1993 Federally Funded Grants: Prior: NIH/NIMH: CNS Viral Dynamics and Cellular Immunity During AIDS. RO1 MH071205 PI: David Haas, M.D. Co-Investigator: Joseph R. Berger, M.D. Award: $16,095, $16,672, $16,609, $17,688, $17,688 Period: May 12, 2005-April 30, 2010 NIH/NINDS: Cellular Localization and Immune Response to JC Virus ROI NS041198 Percent effort: PI: Igor Koralnik, MD (Beth Israel Deaconess Hospital-Harvard) Co-Investigator: Joseph R. Berger, MD Award: $1,250,000 Period: April 1, 2005-March 31, 2010 NIH-NIDOCD: MR Predictors of Response to HAART in HIV Dementia ROL DC04969-03 Percent effort: 20% PI: Joseph R. Berger, M.D. Award: Direct: $978,556: Total: $1,417,257 Period: September 26, 2000-August 31,2006 NIH-NIMH: MRI Probes of BBB Integrity in HIV Dementia RO1 MH63040 Percent effort: 25% PI: Malcolm Avison, Ph.D. Co-Investigator: Joseph R. Berger, M.D. Award: Years 1-3: Direct $525,000; Total $760,555 Period: September 30, 2000-Auguts 31, 2006 (Years 4-6 transferred to Vanderbilt 7/1/03) NIH-NIDCR: JC Virus Expression in Oropharynx and HIV BERGER CV R21 DE15070-01 Percent effort: 15% PI: Joseph R. Berger, M.D. Co-Investigator: Craig Miller Award: Direct: $300,000; Total: $441,450 Period: July 1, 2003-June 30, 2006 NIH-NIAID: Memantine in the Treatment of AIDS Dementia: Neurological AIDS U 01-A125897-12 Local PI: Joseph R. Berger, M.D. Award: $111,872 Period: January 1, 1999-December 31, 2002 NIH: Center for Biomedical Research Excellence in Women’s Health P20 RR 15592-03 Percent effort: 5% PI: Thomas Curry Co-Investigator: Joseph R. Berger, M.D. Award: Direct: $149,207; Total: $217,017 Period: September 30, 2002-June 30, 2004 NIH-NINDS: Neurological AIDS Research Consortium (ACTG) PI: David Clifford, M.D. (Washington University) Co-Investigator: Joseph R. Berger, M.D. Percent effort: 5% Award: $49,000 to Unviersity of Kentucky Period: December 1, 1995-January 30, 1997 NIH-NIAID: AIDS Clinical Trials Group Subunit Subcontract with the University of Cincinnati (PI: Judtih Feinberg, M.D.) PI: Joseph R. Berger, M.D. Period: January 1, 1999-Decenber 30, 2000 10. NIH-NIAID/Bio Technology General: (NARC 009/BTGC C603) A Randomized Double Blind Placebo Controlled Multicenter Dose Ranging Trial to Evaluate the Efficacy and Safety of Prosaptide over 6 weeks of Treatment for the Relief of Neuropathic Pain Associated with HIV-1 PI: Joseph R. Berger, M.D. Award: $50,748 (12 pts x $4,229) Period: August 1, 2003-July 31, 2004 ll NIH-NINDS: Cidofovir for Progressive Multifocal Leukoencephalopathy Neurological AIDS Research Consortium (ACTG) Local PI: Joseph R. Berger, M.D. Period: October 1, 1998-September 30, 2001 12 NIH-NIAID: Study of Memantine in AIDS Dementia U 01-A125897 Local PI: Joseph R. Berger, M.D. Award: $152,000 Period: December 17, 1998-December 17, 1999 13. NIH-NIMH: Substudy #5 HTLV-II Prevalence, Risk Behavior and Risk Reduction in TVDU Population The Center for Biopsychosocial Study of AIDS PI: Brian Page Co-Investigator: Joseph R. Berger, M.D. Percent effort: 10% BERGER CV Award: $4,200,000 Period: October 1, 1988-September 30, 1991 14, NIH-NINDS: Neurological Complications of HIV Infection General Center for clinical Research, University of Miami School of Medicine PI: Bernard Fogel, M.D. Program Director: Adel Yunis, M.D. Investigator: Joseph R. Berger, M.D. Percent effort: 0% Period: September 1, 1989-August 30, 1994 15. NIH-NINDC: The Neurological Complications of HIV [Program Project] POL NS 25569-01 PI: Joseph R. Berger, M.D. [Project Director] Percent effort: 25% Award: $640,789 Period: February 1, 1989-January 31, 1993 16 NIH-NINCDS: Longitudinal Study of Asymptomatic, HIV Seropositive Individuals Subsection #1 of Program Project “The Neurological Complications of HIV” PO1 NS 2556901-01 PI: Joseph R. Berger, M.D. Percent effort: 25% Award: $242,572 Period: February 1, 1989-January 31, 1993 17 NIH-NEI: CNS Changes during Herpes Virus Retinitis PI: Richard Dix, Ph.D. Co-Investigator: Joseph R. Berger, M.D. Award: $556,922 Period: December 1, 1991-November 30, 1994 18. NIH - NINDS: Pathogenesis and Cytokines in HIV Sensory Neuropathy NS31488 PI: Walter G. Bradley, DM Co-Investigator: Joseph R. Berger, M.D. Percent effort: 5% Award: $1,026,106 Period: February 1, 1993-January 1, 1997 19. ADMHA-NIMH: Phase II Trial of the Efficacy of Peptide T in HIV-positive Individuals with Cognitive Impairment P.L.: Karl Goodkin, M.D. Effort: 10%, Co-investigator Award: $1,400,000 Period: July 1, 1992-December 31, 1994 20. NIH — NINDS: Brain and Spinal Cord Disease in HIV Infection 2R01 NS27416-07 PI: Carol Petito, M.D. Co-Investigator: Joseph R. Berger, M.D. Percent effort: 5% Award: $183,821 (direct cost) Period: April 1, 1994 to March 31, 1999 21 NIH-NINDS: Neurological AIDS Research Consortium (ACTG) P.I.: David Clifford, M.D. Co-Investigator: Joseph R. Berger, M.D. Percent effort: 5% Award: $49,000 to University of Miami BERGER CV Period: February 1, 1994 to January 30, 1999 22. PCORI: Discontinuation of Disease Modifying Therapy in Progressive Multiple Sclerosis (DISCO) P.I.: John Corboy, M.D. Site P. joseph R. Berger, M.D. Percent Effort: 5% Award: $353,022 Period: August 1, 2016 — present 23 NARCMS: Long term survey/Clinical data collection patients 18-50 years with clear MS date of onset P.L.: Kottil Rammohan Site P.I.: Joseph R. Berger, M.D. Award: $35,500 annually Period: July 1, 2017 - open 24. Eculizumab for Neuromyeltiis Optica — 302 P.I. — Joseph R. Berger, M.D. Percent Effort: 10% Award Period: August 2018 — December 2020 25 Effect of Ocrelizumab on JCV Antibody Index P.L — Joseph R. Berger, M.D. Award: $250,000 Period: April 1, 2020 - April 1, 2022 Conference Grants: NIH: HIV Molecular and Clinical Neuroscience Workshop-Sardinia, Italy, September, 2004 PI: Joseph R. Berger, MD R13 MH72275-01 Award: $30,000 Period: July 1, 2004-June 30, 2005 NIH: NIMH R13: MH65864 Neuroscience of HIV Conference, Duesseldorf, Germany PI: Joseph R. Berger, MD Percent effort: 5% Award: $59,538 Period: April 1, 2002-March 31, 2003 NIH - NIMH/NINDS Neuroscience of HIV Conference, Edinburgh, Scotland Local PI: Joseph R. Berger Percent effort: 5% Award: $15,000 (NIMH) and $10,000 (NINDS) Period: April 1, 2000-March 31, 2001 NIH - NIMH/NINDS R13 MHS58075-01 Neuroscience of HIV Conference Grant PI: Joseph R. Berger CoPI: Robert M. Levy BERGER CV Award: $65,900 Period: September 30, 1997-August 31, 1998 NIH/NINDS: 2nd International Symposium on Neurovirology Co-Investigator: Joseph R. Berger Award: $55,000 Period: April 1, 1990- March 31, 1991 NIH-NINDS Neurological and neuropsychological aspects of HIV infection A satellite conference to the Vth International Conference on AIDS P.L: Robert Levy, M.D. [Dept. of Neurosurgery, Northwestern University, Chicago, IL] Award: $25,000 Period: May 31, 1989 to June 3, 1989 World Health Organization Neurological and neuropsychological aspects of HIV infection A satellite conference to the Vth International Conference on AIDS P.I.: Robert Levy, M.D. [Dept. of Neurosurgery, Northwestern University, Chicago, IL] Award: $20,000 Period: May 31, 1989 to June 3, 1989 NIH-NINCDS Grant #1 R13 NS 27413-01 Neurological and neuropsychological aspects of HIV infection A satellite conference to the Vth International Conference on AIDS P.L.: Robert Levy, M.D. [Dept. of Neurosurgery, Northwestern University, Chicago, IL] Co-P.L.: Joseph R. Berger, M.D. Award: $25,000 Period: May 31, 1989 to June 3, 1989 Bayer Pharmaceuticals 1st Annual MS Symposium PI: Joseph R. Berger, MD Award: $20,000 Period: February 23, 2008 10. Combined support from Biogen, EMD Serono and CMSC The Finances of Multiple Sclerosis, Dallas, Texas PIs: Joseph R. Berger, MD and Benjamin Greenberg, MD Period: March 1, 2019 Industry Sponsored Investigator Initiated Studies: 1 Genentech/Roche “Effect of ocrelizamab on JCV antibody index levels” Award: $340,000 Period: August 1, 2019- September 1, 2021 TEVA “Value of Specialty Pharmacy and Dedicated Pharmacist to MS Clinic” BERGER CV P.I.: JR. Berger, MD Percent effort: 10% Award: $330,030 Period: June 1, 2017- February 1, 2018 (prematurely terminated by company) Biogen “Correlation of JCV antibody titers with urinary viral shedding” PI: Joseph R. Berger, MD Award: $168,000 Period: July 1, 2015 — June 30, 2017 with no cost extension through December 2018 PML CONSORTIUM “Sites of JC Virus Latency and Genotypic Differences Underlying Tropism” PI: Joseph R. Berger, MD Award: $377,773 Period: 7/1/10-06/30/13 Berlex Laboratories, Inc. “Subtle abnormalitites in normal appearing white matter of relapsing-remitting ms patients and the response to interferon-b: A pilot study” PI: Joseph R. Berger, MD Award: $78, 778 Period: 10/25/05 — 3/30/07 Serono, Inc. “JCV Expression during treatment with MS disease modifying drugs” PI: Joseph R. Berger, MD Award: $217,717 Period: 3/1/07 — 4/30/10 Gynex, Chicago “Oxandrolone in the treatment of AIDS related wasting and weakness” P.L: LR. Berger, MD Award: $235,000 Period: March 1, 1992, to June 1, 1994 Other Funded Studies and Awards: 1 Consortium of MS Centers “Multiple Sclerosis Natural History” Site P.I.: Joseph R. Berger MD Award: $2,183 Biogen MS Fellowship — University of Pennsylvania P.I. : Joseph R. Berger, M.D. Award: $90,000 Industry Sponsored Studies (Non-investigator initiated): Prior Studies BiogenIdec TYGRIS: TYSABRI Global Observational Program in Safety BERGER CV PI: Joseph R. Berger, M.D. Award: $13,269 Period: 2009-2016 BiogenIdec Protocol Number: 101MS407:A Multicenter, Observational, Open-Label, Single-Arm Study of Tysabri in Early Relapsing-Remitting Multiple Sclerosis in Anti-JCV Antibody Negative Patient PI: Joseph R. Berger, M.D. Award: $3,000 Period: 2012-2014 AB Science, Inc. AB07002: A 96-Week, Prospective, Multicenter, Randomised, Double-Blind, Placebo-Controlled, 2-Parallel Group, Phase 3 Study